Perkins, D.D., & Taylor, R.B. (1996). Ecological assessments of community disorder: Their relationship to fear of crime and theoretical implications. American Journal of Community Psychology, 24, 63-107. (to be reprinted by Plenum in a volume of the most important articles of the first 25 years of AJCP). * Correspondence: Douglas D. Perkins has moved to: Program in Community Research & Action, Dept. of Human & Organizational Development, Peabody College, Box 90, Vanderbilt University, Nashville, TN 37203.
Electronic mail: Doug.Perkins@Vanderbilt.Edu
Homepage: http://www.people.vanderbilt.edu/~douglas.d.perkins/home.html
Ecological Assessments of Community Disorder:
Their Relationship to Fear of Crime and
Theoretical Implications
Douglas D. Perkins
University of Utah*
and
Ralph B. Taylor
Temple University
Running Head: Ecological
Assessment of Community Disorder
This research was supported
by NIMH grant 1-R01-MH40842-01 and -02 from the Center for Violent and
Antisocial Behavior, RBT, principal investigator, DDP, project director. RBT also received support from grants IJ-CX-93-0022
and 94-IJ-CX-0018 from the National Institute of Justice during preparation of
this manuscript. Opinions are solely
those of the authors and do not reflect the opinions or official policies of
the National Institute of Justice or the Department of Justice. This article benefitted in too many ways to
list from the comments of Barbara B. Brown, Ron Davis, Marybeth Shinn, and
anonymous reviewers on earlier drafts.
Kenneth Maton and his students assisted in the collection of the on-site
observational data. Jim Leflar and
Sunil Madhugiri helped with the newspaper sampling and content analysis. DDP's students in Research Methods assisted
in analyzing the interrater agreement of the newspaper content analysis
procedure. Interviewing was carried out
by Survey Research Associates of Baltimore.
Abstract
Researchers suggest that fear
of crime arises from community disorder, cues in the social and physical
environment that are distinct from crime itself. Three ecological methods of measuring community disorder are presented:
resident surveys and independent, on-site observations aggregated to the street
block level and content analyses of crime-and-disorder-related newspaper
articles aggregated to the neighborhood level.
Each method demonstrated adequate reliability and roughly equal ability
to predict subsequent fear of crime among 412 residents of 50 blocks in 50
neighborhoods in Baltimore City, Maryland.
Pearson and partial correlations (controlling for sex, race, age, and
victimization) were calculated at multiple levels of analysis: individual,
individual deviation from block, and community (block/neighborhood). Hierarchical linear models (HLM) provided
comparable results under more stringent conditions. Results linking different measures of disorder with fear, and
individual and aggregated demographics with fear inform recent theories about
fear of crime and extend earlier research on the impact of community social and
physical disorder. Implications for
ecological assessment of community social and physical environments are discussed.
Key words: neighborhood social disorder, physical incivilities,
newspaper content analysis, ecological assessment, fear of crime, residential
blocks, HLM, multi-level analysis
Similar to the concept of social disorganization
(Bursik, 1988; Kornhauser, 1978), community disorder is a broad and elusive
concept, difficult to define or measure in a way that all would understand and
agree with. It refers to social and
physical conditions, and events in a locale, beyond the serious crimes that may
be occurring there. These conditions
and events may relate to any or all of the following: residents who are no
longer able to maintain a satisfactory quality of life or level of upkeep;
unregulated, uncivil, or rowdy behaviors observed on the street and perhaps
associated with conflict; a lack of investment in or supervision over a locale
on the part of residents or external public and private institutions, or both;
and a degeneration over time in neighborhood-based physical capital, reflected
in diminishing quality of housing and facilities.
This article has three main objectives. The first is to present three different
methods for measuring community-level ecological constructs. Indicators of community disorder may be
drawn from several sources: residents themselves, on-site observations of
conditions, or reports from the local media, for example. In the present paper, we present examples of
each of these methods (i.e., resident perceptions reported in surveys, independent
assessments of social and physical conditions completed by trained raters, and
content analyses of newspaper articles referring to nearby events).
Our second purpose is to explore and compare each
method's ability to predict residents' fear of crime. Theorists have argued for almost twenty years that community
disorder strongly influences residents' concerns for personal safety. We summarize this research below. By comparing the relative impact of different
indicators, we can learn whether the strength of the relationship depends on
the type of data collected. Much of the
research in this area has relied on resident reports of disorder. Will we see weaker impacts using other
indicators?
We pursue these purposes using data from the urban
residential environment. More
specifically, we collect data about individuals living on different street
blocks, each located in a different neighborhood.[1] We are interested in both ecological and
psychological dynamics. More
specifically, with two of our three modes of data collection, we can examine
block-level impacts and individual-level impacts. This insight is useful for descriptive purposes, but also has
theoretical ramifications. Sociological
research on disorder and fear of crime has generally implied that the processes
occur largely at the ecological or neighborhood level, or that the processes
represent impacts of different contexts on individuals in different locations.
Psychologists are more likely to assume that individual differences (e.g., in
the perception of disorder) are the primary determinants of fear. Thus, our third objective is to contrast
impacts at the different levels of analysis.
We hope such information can be used to further sharpen our
understanding of community disorder, fear of crime, and their relationship to one
another.
Below we first explain the logic linking community
disorder to fear of crime, and then examine research linking fear with physical
environment features, and media sources.
We end the introduction with an outline of our analysis plan and its relationship
to our three purposes. We state our
theoretical model describing the multi-level impacts expected.
The Social Relevance of
Fear of Crime
Fear of crime is a serious individual and
community-level problem in urban and suburban areas, influencing how freely
people move about the places where they live (Liska, Sanchirico & Reed,
1988). It is concerned with people's
emotional response and feelings of vulnerability in the face of dangerous
conditions or the possibility of victimization (Ferraro, 1994). It emerges as distinct from people's more
cognitive perceptions of risk (Dubow, McCabe & Kaplan, 1979).
Crime has been identified as an important
environmental stressor (Lewis & Riger, 1986; Melnicoe, 1987; Taylor &
Shumaker, 1990). Fear may be a critical
factor in the related stress process.
Fear has been linked with block-level shifts in anxiety and depression,
suggesting that in the social ecology of the street-block, changes in
psychological distress are interwoven with fluctuations in safety-related
concerns (Taylor & Perkins, 1994; see also Norris & Kaniasty,
1991). Fear of crime is also linked
negatively with community social and psychological ties (Liska &
Baccaglini, 1990; Perkins, Florin, Rich, Wandersman & Chavis, 1990; Riger,
Gordon & LeBailly, 1981; Skogan, 1990; Steward, Perkins & Brown, 1995;
Taylor, Gottfredson & Brower, 1984).
Fear of Crime and
Community Disorder
On the distribution of fear and victimization. Social scientists initially presumed that
fear of crime and actual victimization would be closely linked (Dubow et al.,
1979). This presumption foundered on
two points: fear is much more widespread than victimization and the demographic
groups that are most fearful are least victimized. On the latter: young males are victimized
the most but report being the least fearful.
Women and the elderly, and particularly elderly women, are especially
likely to report fear (Ferraro, 1994; LaGrange & Ferraro, 1989; Lawton
& Yaffe, 1980; Mulvey, Turro, Cutter & Pash, 1995; Ortega & Myles,
1987) despite comparatively low exposure to risk (Clarke et al., 1985;
Liska et al., 1988) and low victimization rates, according to official
crime statistics (Balkin, 1979). The
validity of crime statistics is suspect (O'Brien, 1985) and the not necessarily
irrational fear felt by physically more vulnerable groups may be grounded in
more serious physical, psychological, or economic consequences should
victimization occur (Skogan et al., 1978; Cook & Skogan, 1984). Further, if women and elderly are less often
victimized by street crime, that may be due to their fear causing them to take
greater precautions, such as avoiding unsafe areas at night and other
behavioral adaptations (Liska, Sanchirico & Reed, 1988; Norris &
Kaniasty, 1992; Skogan & Maxfield, 1981).
But the data still suggest that there may be more to "fear of
crime" than simply fear of crime (Garofalo & Laub, 1978).
Fear may reflect broader conditions in the
community. On the former point:
researchers began suggesting in the mid to late 70's that fear of crime was
more prevalent than crime because it reflected not only victimization
experienced, and indirect victimization, those crime experiences heard from
friends; they proposed that it reflected broader conditions of disorder in the
community (Wilson, 1975; Garofalo and Laub, 1978; Hunter, 1978; Lewis &
Salem, 1985). Those who witness this
disorder may conclude that the community cannot manage these problems and that
external agencies are unwilling or unable to deal with them (Hunter, 1978).
The incivilities theory of neighborhood decline. To residents and visitors alike, these
conditions of disorder or "incivility," both physical and social,
symbolize not only a superficial neglect of the community but also an
underlying breakdown in both local norms of behavior and formal and informal
social controls (Lewis & Maxfield, 1980; Lewis & Salem, 1985; Perkins,
Meeks & Taylor, 1992; Skogan & Maxfield, 1981; Taylor, 1987; Taylor
& Hale, 1986; Taylor & Shumaker, 1990). Social incivilities include such problems as loitering youths or
homeless people, rowdy behavior, drug dealing, public drunkenness, and
prostitution. Physical incivilities
include such environmental stimuli as litter, vandalism, vacant or dilapidated
housing, abandoned cars and unkempt lots.
Subsequently, researchers expanded the model, adding
a longitudinal perspective. They
suggested that increases in social and/or physical signs of incivility might
not only inspire residents' fear, but might also contribute independently to neighborhood
decline. They argue that if
incivilities are not dealt with promptly and effectively, residents perceive
more social problems in the locale and lose confidence in their neighborhood
and in law enforcement's ability to prevent or control open displays of
disorder, let alone more serious crime.
The theory suggests that as resident fears and avoidance behaviors
increase, informal social controls weaken, incivilities proliferate, potential
offenders are emboldened, criminals from adjoining areas are attracted to the
locale, and the downward spiral becomes self-reinforcing (Skogan, 1990). This broader theory of incivilities has, for
some years, strongly influenced policy changes in community policing and community
crime prevention (Wilson & Kelling, 1982; Greene & Taylor, 1988).
Resident perceptions of community disorder. Regrettably, much of the research linking
signs of incivility with fear has been based solely on residents' subjective
perceptions of incivilities, drawn from survey responses (Skogan and Maxfield,
1981; Lewis & Maxfield, 1980; Lewis & Salem, 1985; Skogan, 1990). At the neighborhood level, perceptions of
incivilities correlate strongly with fear, and with indicators of neighborhood structure. Skogan (1990) observed a correlation of r
= .84 between perceived incivilities and neighborhood unemployment. Hope and Hough (1988) suggested that, at the
neighborhood level, fear and signs of incivility may not be conceptually
separable. But another interpretation
is that extremely strong fear-incivilities relationships may arise in part from
the two measures sharing method variance, when both emerge from resident
surveys. We should not draw a
conclusion of construct inseparability until we have examined measures of each
construct drawn from different method sources.
A few studies have done this, using on-site observations of block and
neighborhood environments recorded by trained raters.
On-site observations and levels of analysis. Studies employing measures based on on-site
observations find linkages with fear that depend in part on the level of
aggregation, and the community context.
At the individual level, in both U.S. and British samples, Maxfield
(1987) found observed measures of physical neighborhood decay related more
strongly to fear than perceived vulnerability or victimization.
In a neighborhood-level model examining impacts of
observed incivilities on a broad range of responses to disorder, including fear
of crime, Taylor (in press) found direct effects in the expected direction;
staying in more and fear of crime were more prevalent in neighborhoods with
higher rated incivilities.
A very few studies have examined both on-site
observations and resident perceptions of incivilities. Taylor, Shumaker, and Gottfredson (1985) found
independently rated, neighborhood-level physical and social incivilities to
correlate strongly with resident perceptions of incivilities and fear of
crime. They suggested that observed
incivilities might influence neighborhood fear only for neighborhoods whose
future was uncertain; in extremely stable neighborhoods, and in extremely
disadvantaged locales, incivilities will not influence fear. In the former case, residents are buffered
by their secure future; in the latter case, given other extant problems,
impacts of observed incivilities become diminished through a process analogous
to cognitive adaptation (Taylor & Shumaker, 1990). In Covington and Taylor's (1991) contextual
reanalysis of the Taylor et al. (1985) data, neighborhood-level on-site
observed incivilities significantly predicted individual-level fear. But resident perceptions of incivilities,
based on individual within-neighborhood deviation scores, were the strongest
predictor of fear.
From the same data used in the present study, Perkins
et al. (1992) found on-site observations demonstrated high inter-rater
reliabilities and concurrent validities, significantly predicting residents'
subjective assessments after controlling for block size, race, education, and
home ownership. Regression analyses
showed that physical incivilities were independently linked to perceptions of
social and crime-related problems.
Contrary to those studies and using a similar on-site
data collection instrument but in a different city, Perkins, Wandersman, Rich,
and Taylor (1993) found in a block-level analysis that resident and independent
ratings of block physical incivilities were not significantly correlated. But observed environmental items correlated
more strongly and consistently with five different indicators of block crime
over the following year than did resident perceptions of the environment. Using those same data, Perkins et al.
(1990) found residential street block-level fear related modestly to certain
independent observer-rated incivilities (e.g., litter) and nonsignificantly to
others (e.g., graffiti, dilapidated housing).
They also found that resident perceptions of physical incivilities
correlated significantly with fear, but not after controlling for block income,
residential stability, and race.
It would be reasonable to assume that the
relationship between community disorder and fear increases as the level of
analysis gets smaller and "closer to home." Thus, the street block should be an even more relevant
context for this relationship than is the neighborhood. It may be that the block-level results of
Perkins et al. (1990) were not stronger and more consistent because most
of the blocks in that study were well-organized with a high degree of citizen
participation in crime prevention and other activities. Similar to the argument of Taylor et al.
(1985), the authors suggest that the formal and informal social organization of
the community may help to buffer the impact of incivilities on fear. What is clear, however, is that more
block-level research on community disorder and fear is warranted.
In sum, recent research suggests that on-site
observations of community disorder may help us understand perceptions of crime
and related community problems. But
these studies are limited in several ways, even if we focus on the set of
studies including on-site observations and residents' perceptions of
disorder. Shortcomings of the latter
group include the following.
Limitations.
Only two studies examine impacts of both on-site observations and resident
perceptions of incivilities on fear of crime.
Perkins et al. (1990) used block-aggregated data only, which
fails to distinguish individual and group-level effects. Covington and Taylor (1991) used cross-level
(contextual) analysis, but mis-specification of individual-level predictors
could have biased the effects observed for the contextual incivility predictor
(Hauser, 1974). Because impacts may
vary depending upon the level of analysis, an analytic approach allowing
separation of different levels of process may help illuminate the varying
dynamics. None of the previous studies
allow for this. Third, none of the
studies allow for correlated error structures.
Since most of these studies use clustered samples, using either street
blocks or neighborhoods or both as a sampling unit, it seems likely that errors
within a sampling unit may be nonindependent.
Analyses have not yet allowed for this.
Finally, none of the studies has yet compared environmental measures of
community-level disorder with a measure based on content-analyzed mass
communication (i.e., television, radio, newspaper, or magazine reports). In the next section we turn to the research
on media and fear, then conclude with a statement of an integrated model.
Fear and the News Media
If resident perceptions of community disorder do not
always match more independent and systematic ones, what else besides demography
and methodology may be influencing those differences? What indirect sources of information are there about local crime
and disorder? One source is of course
one's neighbors, which is where theories of indirect, or "vicarious,"
victimization arise (Skogan & Maxfield, 1981; Taylor & Hale, 1986;
Tyler, 1984). Another important source
may be the news media. The degree to
which public fears are influenced by the media, and precisely how they may be
influenced, have been studied but remain open questions. Some presentations of crime in the media may
even have a distancing effect on personal risk assessment (Gomme, 1988). Noting that it would be maladaptive for
people to rely solely on their direct personal experience of environmental
hazards, such as crime victimization, Tyler (1984) reviewed the literature on
how indirect, socially transmitted information influences fear of crime. He found that people receive such
information through their social networks, but that studies of naturally
occurring crime-risk judgments and evaluations of media campaigns suggest that
citizens do not generally accept the mass media as a source of information
about personal crime risk.
That conclusion may be true for electronic media, but
there is some evidence for the impact of newspapers on fear. O'Keefe and Reid-Nash (1987) found that
greater attention to televised news was related to subsequent increased fear,
concern, and avoidance behaviors. They
found no such effects for attention to crime news in newspapers, although
greater concern was related to subsequent increased readership. But most other studies have found the
relationship between fear and media coverage of crime to be significant for
newspapers (Jaehnig, Weaver & Fico, 1981; Liska & Baccaglini, 1990;
Smith, 1984; Williams & Dickinson, 1993) and modest for TV viewing (Sparks
& Ogles, 1990).
Pawson and Banks (1991) used
rape reports from the two Christchurch, NZ, daily newspapers over a five-year
period and found that surveyed fear of violence extended well beyond those
groups and districts that featured prominently in the newspaper reports. Although this suggests either a noneffect or
overgeneralized effect of newspaper coverage, younger women in their sample
exhibited patterns of fear that indicated they were well aware of the areas
with more rape news stories.
Jaehnig, Weaver, and Fico (1981) correlated data from
a survey of community residents with content analyses of newspaper crime
stories. They found that the influence
of newspapers on public opinion toward crime problems increases as individuals'
personal knowledge of social conditions contributing to crime decreases. Comparing two urban samples, they also found
much higher fear of victimization in the city with a lower reported crime rate
but almost twice as many news stories about violent crime. They suggest that newspaper crime stories
cause an unreasonably high fear of violent crimes and an unreasonably low
concern over property crimes.
Liska and Baccaglini (1990) content analyzed daily
newspaper crime stories to measure their effect on attitudes, beliefs, and
fears about crime in 26 major US cities based on National Crime Survey
data. Homicide stories had the highest
correlation with fear of crime but, interestingly, newspaper coverage of
nonlocal crime appeared to make people feel safe by comparison, regardless of
the local crime situation.
Three of the most important studies on the
relationship between newspaper crime reporting and fear of crime were done in
Great Britain. Ditton and Duffy (1983)
did not focus on fear, per se, but documented widespread bias toward
sensationalism in the newspaper reporting of crime news in Scotland. They found that the press reported only
0.25% of the offenses reported to the police or heard by courts. Newspapers tended to concentrate on crimes
involving violence, sex, and public disorder, i.e., those most likely to induce
public fears.
Smith (1984) used a household survey in Birmingham,
England, to measure responses to crime news and content analyzed seven months
of crime stories in a daily newspaper.
The majority of respondents reported learning of crime events through
either electronic media or the local newspaper. Similar to Ditton and Duffy (1983), the newspaper content
analysis revealed such distortions of police crime reports as giving more
attention to "exciting" personal offenses than to nonviolent thefts
and burglaries, which actually made up 84% of reported crimes. Smith (1984) also found that news stories
tended to unjustifiably link crimes with ethnic minorities. She argued that such distortions may
unrealistically increase fear of crime.
Indeed, Williams and Dickinson (1993) measured the
amount of space and prominence given to crime in 10 British newspapers and
found a positive correlation between a newspaper's crime coverage and its
readers' level of fear. This effect
held even after controlling for demographic factors, although they also found
that "tabloid" newspapers, particularly those targeting a
working-class readership, carried more crime reports and reported crimes more
sensationally than did "broadsheets." Smith (1984) concluded that fear must be studied in relation to
both the urban environment and newspaper coverage of crime. By comparing impacts of newspaper coverage
and other urban conditions, we can accomplish this purpose.
Analytic Approach
Overview.
After presenting three different ecological methods for measuring
community social and physical disorder, we will examine their ability to
predict fear of crime measured one year later.
First, we will present correlations among fear, the key exogenous
variables (sex, race, age, and criminal victimization), and measures of
disorder. We will also examine
correlations after partialling those same exogenous variables. These correlations will be analyzed at the
individual level, the individual level using pooled within-block variance, and
the block (aggregate) level. Finally,
we will analyze three hierarchical linear models (HLM) of the multi-level
impact of disorder on fear. These
analyses will allow us to test a multi-level model of the impacts of community
disorder on fear of crime. Before
describing the multi-level model we briefly explain how HLM operates (see
Appendix A for more details).
Relevant features of HLM. HLM represents a family of models
specifically devoted to analyzing hierarchical data where individuals are
nested within larger units such as students in schools (Bryk & Raudenbush,
1992; Bryk & Thum, 1989). They also
have been applied to changes in individuals over time (Bryk & Raudenbush,
1987; Raudenbush & Chan, 1992, 1993).
Combining maximum likelihood and empirical Bayes estimation techniques
they separate out between-group from within-group effects, provide estimated
true scores of group means, generate empirical Bayes estimates of predictor
slopes within each group, and allow cross-level interactions to be explored by
permitting varying slopes for individual predictors across groups, and
examining the group-level determinants of those varying slopes. HLM takes into consideration the assumption
that residuals (error) within groups are correlated. Another important advantage of HLM is its use of precision
weighting techniques. These techniques
address varying group sizes, such as we have here, and take varying data
quality into account across groups.[2]
For our purposes here the following HLM advantages
are pertinent. (1) We can gauge the
amount of variation in fear of crime that is due to differences between
blocks. This is useful descriptive
information. (2) We can test whether
the between-block variation is significantly greater than zero. (3) After entering our aggregate-level
predictors of disorder we can see how much of that between-block variation they
explain, and test whether significant between-block variation remains. (4) HLM uses precision weighting and
empirical Bayes (EB) estimates of group means.
Therefore data quality is taken into account, and at the group level we
are not predicting observed group means, but rather EB estimates of
"true" block means. (5) HLM
makes assumptions about correlated within-group errors that are more
appropriate to the clustered data we have than are the assumptions about error
made by OLS. (6) We can simultaneously
explore impacts of individual-level factors on our outcome of interest. The impacts of these individual-level, or
Level I, predictors will be completely independent of the Level II, aggregate
group impacts because we will center each Level I predictor by its group
mean. Thus each Level I predictor tells
us about the contrast between the individual and the block mean, pooled across
blocks.
In HLM it is possible to explore interactions between
individual and context by allowing slopes of Level I predictors to vary across
groups. We did not do this because of
data limitations (see Appendix A) and because of insufficiently developed theoretical
rationales.
Model to be tested in HLM. IN HLM we will test the models described
below to predict fear of crime. We will
enter exogenous variables at theoretically appropriate levels and as the data
permit. In contrast to contextual
analysis, exclusion of a variable at one level does not bias the coefficients
or the standard errors at the other level.
Victimization
will be entered at Level II. Blocks
where more residents report victimization are likely to be blocks where street
and/or property crime are higher.
Controlling for block victimization helps us roughly control for the
amount of crime occurring on the block.
It was not possible to control for victimization at the individual level
because on several blocks no respondents reported victimization.
Race at the
block level is an indication of how well served the block is by public agencies
and police (Taylor & Covington, 1993).
Residents on more predominantly African American blocks, all else equal,
are likely to receive fewer city services, and less aggressive police action. This is in keeping with Skogan &
Maxfield's (1981) suggestion that race links to fear because race captures an
ecological vulnerability to disorder.
We are unable to enter race at the individual level because on several
blocks all respondents were either white or African American.
Age at the
block level may link with fear for two possible reasons. Skogan & Maxfield
(1981) suggested older residents are more fearful because they are more
physically vulnerable. On a block of
predominantly elderly residents, this may translate to a collective sensing
itself to be vulnerable and lacking adequate informal social controls. As a group, they may participate less in
outdoor activities on the block. A
dearth of adult residents viewed outside may render daily events on the block
less familiar and more threatening to all residents, not just the elderly.
At the individual level, residents who are older than
their neighbors may feel less
integrated into the block social life.
Those who are older, and surrounded by younger residents, may be
intimidated by that age gap. They may
not know the teens hanging out on the block as the teens' parents probably do.
Gender at the block level serves as a proxy
for block instability. Sampson (1987)
has persuasively argued that female-headed households in an urban locale may
predominate because of joblessness and the associated lack of stable
males. The problems stem not from the
female-headed households per se, but rather from the associated unemployment
and related male instability in the locale.
His argument, originally specific to urban black communities, seems
appropriate to other urban residential locations as well. We were unable to enter gender at Level I
because on some blocks all interviewees were women.
We will enter three incivilities measures at the
individual level. One measure based on
on-site assessments will focus on the amount of litter, vandalism, and
dilapidation observed at the respondent's home (home physical disorder). A standard incivilities argument would
predict those keeping their place up less than their neighbors are less
invested in their neighborhood, more alienated from neighbors, and thus more
fearful. But this anticipated effect
may not emerge at this level for two reasons:
First, physical upkeep in many locations is the responsibility of
landlords as well as residents. Second,
residents are likely to be concerned about their neighbors' upkeep (the Level
II effect: see below), but incivilities on one's own property may be
fear-provoking only if one believes that others are directly responsible for it
(e.g., gang graffiti).
Two perceived incivilities measures at Level I will
assess perceived social and perceived physical disorder. Those seeing more problems than their
neighbors on the same block should be more fearful than their neighbors. Those seeing the block as more
problem-ridden may spend more time there or may just be more sensitive to the
block context because of differential adaptation processes (Taylor &
Shumaker, 1990).
The Level II predictors of community disorder will
vary depending upon the specific model.
In the observed disorder model we will enter mean block scores for
observed home physical disorder, nonresidential disorder, and volume
of young men outdoors. We expect each
to contribute positively to mean block fear.
The first two measure the physical incivilities (litter, vandalism,
dilapidation) postulated to make people concerned and fearful. With regard to the last of these three
measures, we do not mean to imply that all young men observed outdoors are, or
should be, viewed by either residents or raters as a threat or a symbol of
disorder. We are merely using it as a
crude proxy for the presence of a potential source of youthful
incivilities. It may also reflect relative
levels of joblessness, or nearby amenities that draw foot traffic but at the
same time destabilize the block setting (Taylor et al., 1995).
In the perceived disorder model we will enter block
means for perceived physical and perceived social disorder. These capture the each block group's view
about local problems. On all street
blocks, residents function as a face-to face social group at some level, even
if it is limited to mutual recognition and minimal interaction (Taylor,
1988). Each group's shared view emerges
in these mean ratings. It is plausible
to expect at the street block level, but certainly not the neighborhood level,
that many residents will be talking with their neighbors about the problems on
the block. We expect physical and social
problems may each contribute independently to the group's perceived
vulnerability.
Finally, in the newspaper model we enter disorder
crime news and less serious disorder news. We expect that media attention to disorder-related
"quality-of-life" crimes (e.g., drug abuse, car theft, domestic
disturbance, prostitution, vandalism, disorderly conduct, etc.) and noncriminal
problems (e.g., physical deterioration, racial unrest, etc.) occurring nearby
will each contribute independently to block fear.
A note on a multi-step model. A reviewer has reminded us that HLM cannot
test a multi-step causal model. It
seems plausible to argue that community conditions give rise to perceptions of
community conditions, and that the latter influence fear. So the impact of observed, on site,
disorderly conditions may be mediated by the perceptions of those
conditions. HLM cannot test such a
model. But as Covington and Taylor
(1991) have shown, observed, on-site conditions have unmediated, direct impacts
on fear, separate from the impacts of perceived conditions. So if that model was not seriously
mis-specified, we know that perceptions and on-site conditions each have their
own independent, direct impacts on fear.
It will be those that we test in the HLM models here.
Although we cannot examine multi-step models with
HLM, the current models allow us to examine each of those direct impacts at
different levels. In each of our
three models, we include Level I measures of perceived disorder, and one
measure of observed disorder, each measure telling us how neighbors on the same
block differ from one another. The
observed disorder model, with observed incivility measures at Level II, tells
us whether, in addition to psychological processes at Level I, ecological
processes are also at work at the block level.
The perceived disorder model tells us whether, in addition to these
psychological processes, social psychological processes are also
simultaneously at work at Level II. In
short, we are envisioning complementary processes, for both observed and
perceived disorder, occurring at two levels of analysis and theory.
METHODS
Overall Design
50 blocks in 50 different neighborhoods throughout Baltimore
City, Maryland, were randomly selected to participate in the 1987-88 multi-method
study. Two waves of panel survey data
were collected in order to examine change in sampled individuals and
neighborhoods over time and to facilitate tentative causal interpretations. Extensive data were also collected by
trained, independent raters at the beginning of the study on the crime and
fear-related physical environment of each block and almost 70% of the
respondent households. The third source
of data used in the present analyses is a 15-month archive of content-analyzed
crime and disorder-related news articles from the city's major daily newspaper
and a minority community newspaper. The
triangulation of these diverse ecological methods helps to paint a rich
portrait of the socio-physical context of each community in the study.
Sample Selection
Site characteristics. Baltimore, MD, is a typical, large, older,
Eastern U.S. city, in the midst of industrial and economic change and moderate
population decline in recent decades.
Its fairly high rate of serious street crime was similar to comparably
sized U.S. cities during the same period.
In terms of demography, Baltimore's neighborhoods, though internally
homogenous, are ethnically and socioeconomically diverse. Regarding housing turnover, many of the
neighborhoods are fairly stable. The
relatively small scale of the neighborhoods has helped most of them organize
Neighborhood Improvement Associations, many of which engage in crime prevention
activities.
Neighborhood selection.[3] A probability proportionate to size (PPS)
procedure was used to systematically select the 50 neighborhoods to be included
in the study. First, each of the 277
Baltimore neighborhoods (as defined by Goodman and Taylor (1983), using
ecologically validated boundaries and names) was ordered geographically in a
serpentine pattern from the Northwest corner of the city to the Southeast
peninsula. Then, the 1980 Census was
used to construct a cumulative neighborhood household population frequency. Baltimore neighborhoods vary considerably in
size, but the mean neighborhood population in 1980 was 2,840. Public housing projects, high-rise apartment
complexes, and the central business district were excluded due to limitations
on the size of the survey sample. Thus,
at best our data may only be generalized to low-rise urban residential
neighborhoods of moderate density.
The neighborhood sampling interval was then
determined by dividing the total household population of the 250 remaining
neighborhoods by the target neighborhood sample size (50). A random starting number was applied to the
cumulative neighborhood population table to choose the first neighborhood. The interval was then added to that number
in successive steps to determine neighborhoods 2 through 50.
Block sampling procedure. The processes of informal social control,
social cohesion, and territoriality, which are intrinsic to crime and disorder
prevention, are considered most salient at the street block level (i.e., the
addresses fronting on both sides of a street bounded by cross streets; as
opposed to a square census block; Perkins et al., 1990; 1992). Block household listings from a city address
("criss-cross") directory were used to conduct the random selection
of one block per neighborhood with PPS.
All blocks in each of the 50 neighborhoods -- excluding boundary streets
and blocks with no usable household listings were entered in a cumulative
household population distribution.
Unusable listings include businesses, offices, and addresses with more
than 15 listings (i.e., generally, high-rise apartment buildings). Due to the tendency of Baltimore
neighborhoods to be culturally homogenous and the exclusion of high-rise,
predominantly commercial and boundary blocks, every block sampled appears to be
reasonably representative of its surrounding neighborhood, physically and
demographically. The representativeness
of each block's physical characteristics was verified in person at the time of
household sampling and environmental observation (below).
Household sampling procedure. For use with the survey and environmental
measures, a field household enumeration on each selected block provided a more
complete and up-to-date listing of households than the address directory
permits. The field listing and
systematic household selection were conducted at the same time as the
environmental observation (below). This
procedure entailed visual inspection of each address on the block for number of
occupied units. Then, the interval selection
of eight primary and four replacement households on each block with a random
start was done on site.
Survey respondent sample. Out of an initial sample frame of 601
potential respondents, no contacts were attempted for 13 addresses and 13
others were verified in-person as vacant, thus leaving an n of 575 attempted
contact households (response rate = 72%).
If one looks only at those households in which someone was actually
reached, however (n=492), the completed interviews per-household-contacted
response rate is 84% (n of refusals, break-offs, and language problems =
80). Eligible respondents for this
study were a randomly-selected head of household. Within household replacements were not allowed. The final Time-1 survey sample (n =
412) consists of 270 (65.5%) females; 52.4% are African-American, 46.3%
White. At the time of the survey, 17%
of the sample were under 30 years of age; 54.2% were between 30 and 60; and
28.8% were over 60. The mean length of
residence in the current neighborhood was 14.6 years and in the respondent's
current home was 12.6 years. Home
owners made up 58.5% of the sample. The
mean household size is 2.9 with an average of 1 child per household. Roughly half the sample had a household
income of $20,000 or more.
The Time-1 survey sample was used as the sampling
frame for the follow-up survey conducted one year later. The panel sample (n = 305) had a
response rate of 74%. The two samples
did not differ significantly by sex, race, or fear of crime. The Time-2 sample had a higher percentage of
homeowners and long-term residents and was a mean of 3.4 years older at Time
1. Weighting the Time-2 sample by home
ownership (the most significant source of attrition bias) had very little
effect on other differences between the samples, which suggests that those
differences (less victimization and perceived block crime and disorder problems
at Time 2) are probably due more to change than sample attrition.
Instruments
Block Environmental Inventory (Perkins et
al., 1992). This instrument is a
combination of the authors' previous separate research involving direct
observational measurement of the crime and fear-related physical environment of
urban residential blocks. It was
pilot-tested and refined throughout the training of six raters. Three teams of two raters each were sent to
separate blocks in January, 1987.
Raters were not allowed to discuss a particular rule or rating as they
conducted a block observation. They
were, however, allowed to discuss the interpretation of a rule between blocks.
The first page (Section I) of the Block Environmental Inventory
covers the number of young men and women (approximately aged 10-35), children,
and adults outdoors at a given point in time and their general activities
(e.g., walking, "hanging out," etc.), abandoned cars, damaged or
graffiti painted public property, types and amount of open land use (e.g.,
vacant lots, church or school yards, parking lots, playgrounds, gardens, etc.)
and whether the land is poorly maintained.
Although there is undoubtedly variation in people's use of outdoor space
by time of day, environmental data collection was limited to 5:00 to 8:00 P.M.
on week nights and noon to 8:00 on weekends.
A more serious limitation in the present data is that they were
collected in winter when people spend less time outdoors. Thus, the restriction of the variables time
and weather may also restrict the influence of the independent variable
"males outdoors."
For the second page (Sections II, III, and IV), the raters
start over at the beginning of the block, walk down one side of the street at a
time, keeping a count of the number of occupied residential units. Each nonresidential (e.g., stores, schools,
etc.) and mixed-use buildings was rated for litter in front of it, vandalism
(e.g., graffiti, broken windows), and lack of exterior maintenance (peeling
paint, broken fixtures) (block-level "=.76). The eight primary survey sample households were selected (see
Household Sampling Procedure, above) and rated for litter, vandalism, and lack
of exterior maintenance (block-level "=.73).[4]
Interrater reliability, or agreement, has been a
problem for many observational measures.
Table I presents means, standard deviations, and interrater reliability
coefficients for the Block Environmental Inventory. Five blocks were rated by only one rater and so were excluded
from these analyses. With the exception
of a few, low-base-rate items, such as young males engaged in "other"
outdoor activities, abandoned cars, and trash-filled, empty lots, interrater
agreement for block-level observations was high (mean intra-class correlation (ICr)=
.78). Interrater reliabilities were
consistently high for property-level observations. The ICr for recognizing the number of abandoned buildings
on a block is .92. Section III covers
each nonresidential property on a block.
Its mean reliability coefficient for all items is ICr = .86. Section IV consists of 16 items on eight
sample homes per block. These may be
aggregated to the block level, which renders higher reliability coefficients
than at the property level. Block-level
ICrs for the three disorder items range from .67 to .83 with an overall
mean (including nondisorder items) of .81.
See Perkins et al. (1992) for psychometric information on the
entire instrument.
[INSERT
TABLE I ABOUT HERE]
Survey of residents. Beginning two weeks after the environmental data collection, 8
residents on each study block were interviewed in late winter, 1987 (Time 1),
and again one year later (Time 2). The
survey took approximately 35 minutes to complete. If the respondent could not be interviewed by telephone, an
interviewer was sent door-to-door to try to conduct the survey. Of the 412 interviews completed in Time 1,
191 (46%) were by telephone and 221 were in-person.
The overall survey was designed to elicit residents'
perceptions of the quality of the surrounding social and physical environment,
the extent of residents' social support resources -- including both the formal
and informal network of neighbors helping neighbors, their behavioral and
emotional responses to crime and victimization, and the stressful impact of persistent
fear on residents' mental health status.
The present analyses use only the survey measures of
demographic variables and perceptions of social and physical environmental
disorder and crime problems from Time 1 and fear of crime from Time 2. Although a variety of demographic questions
were asked, the ones used here are those that have been empirically linked with
fear: i.e., sex, age, and race.
The fourth covariate for the present analyses is criminal victimization
in "past 12 months." A series
of items prompted the type of crime attempted, whether it happened more than
once, whether any attempts were successful, whether any attempts occurred
within two blocks of home, and whether the incident was reported to the police
(adapted from the National Crime Survey and Perkins et al., 1993).
Residents assessed crime and fear-related block
problems on a three-point scale (i.e., "a big problem,"
"somewhat of a problem," or "not a problem") used in other
community surveys (e.g., Perkins et al., 1990). The internal consistency of the total scale is " =.88. The present analyses use just two subscales
(based on unit-weighted, z-scored items) derived by factor
analysis. One is perceived physical
disorder: "vandalism, like people breaking windows or spray painting
buildings," "vacant housing," "people who don't keep up
their property or yards," "litter or trash in the streets," and
"vacant lots with trash or junk" (individual-level " =.75;
block-level " =.87). The other
subscale is perceived social disorder: "people who say insulting
things or bother other people when they walk down the street,"
"groups of teenagers hanging out in the street," "people
fighting or arguing," "people selling illegal drugs"
(individual-level " =.80; block-level " =.89). We used HLM to assess how much residents on
a block agreed with one another on these indices (Bryk & Raudenbush, 1992,
p. 63). The way HLM handles intraclass
agreement is in terms of estimated true group means as a function of how much
members of each group agree with each other, how far the block mean is from the
grand mean, and how large the group is.
The overall reliability of the block means on perceived social
incivilities was .775; the overall reliability of the block means on perceived
physical incivilities was .684. These
substantial reliability coefficients indicate that the observed block means are
quite acceptable as indicators of the true block means on these indices.
Fear of crime is measured with a series of
questions on felt and perceived safety of self and household members, in the
neighborhood and on the block, adapted from several studies, including
Greenberg, Rohe and Williams (1982), Rosenbaum, Lewis and Grant (1986), and
Taylor et al. (1984) (see also Ferraro & LaGrange, 1987). Based on principal components analysis at
the individual level, three subscales were obtained: emotional fear, worry, and
comparative (geographic and temporal) risk perceptions. For the present analyses, we use the
emotional component, which consists of six questions: (1) "How safe would
you feel being out alone on your block during the day?" (2) The same question is then asked about
how the respondent would feel "elsewhere in your neighborhood" and
(3-4) both of those questions are again asked for "at night." The response categories for those four items
were collapsed in order to be comparable to the other two, dichotomous items in
the emotional fear scale: (5) "Would you be afraid if a stranger stopped
you at night in your neighborhood to ask for directions?" and (6)
"Would you feel uneasy if you heard footsteps behind you at night in your
neighborhood?". The internal
consistency of the scale at the individual level and prior to collapsing is "
= .82. Block level (intrablock
agreement) reliability was an acceptable .77, indicating the observed block
means adequately capture the true block means.
Baltimore Newspaper Archive. Two Baltimore newspapers were reviewed,
abstracted, and coded into an archival data base for the purpose of accounting
for the potential fear-related influence on survey respondents of local crime
and disorder news coverage between the two waves of survey data (i.e., to
monitor potential "history" threats to statistical conclusion
validity). The Baltimore Sun is
the largest daily newspaper in the area.
Sampling strategy is critical to validity but often overlooked in
content analysis (Babbie, 1995). Thus,
the semi-weekly Baltimore Afro-American was also used in order to offset
any bias in favor of Sun coverage of predominantly white
neighborhoods. 73.5% of the 321
articles selected were taken from the Sun and the rest were from the Afro-American.
Four research assistants were trained to skim and
identify relevant articles in weekday issues of the Sun (those most
likely to contain relevant articles) and all issues of the Afro-American
from January 1, 1987, to March 31, 1988.
The type of articles which were abstracted covered two general
topics: Approximately 80% are reports
of events expected to influence crime-related attitudes in, or in neighborhoods
adjacent to, one or more study neighborhoods.
These include articles reporting specific crimes, social or physical
disorder problems, or the immediate community response to specific
crime-related problems. Articles on
"disorder" include the physical deterioration of housing or other
property, racial unrest, and prison escapes or unrest. Both kinds
of articles were expected to influence perceptions of personal
vulnerability, attitudes toward the city's ability to reduce crime, and
possibly anti-crime behaviors of residents in study neighborhoods. They provide the basic sampling element,
aggregated to the neighborhood level, for the present analyses. The rest of the archive includes news
stories about criminal justice system or community development (e.g., housing
and urban planning) programs or policy changes. Articles on events occurring in unsampled neighborhoods
(including all public housing projects) and surrounding counties were ignored
unless they were adjacent to at least one sampled study neighborhood.
Due to the inclusion of articles on incidents either
in or near study neighborhoods, there are many cases (articles) which relate to
more than one neighborhood of interest.
For each event, we allowed for up to four possible neighborhoods that
the event is in or near. (Obviously, unless an incident occurs on a
neighborhood boundary as happened on two occasions, it can only be
"in" one neighborhood, but it can be "near" three.) With regard to data processing, all of the
information was entered into a database and all but the lengthy text article
title and summary fields were also exported for statistical analysis. This allowed us to summarize all the
relevant and available news for each neighborhood by having the program sort
through data and select if any one of the four neighborhood codes equals the
target neighborhood code. The result is
a separate list of news events and issues occurring in or near each neighborhood.
One issue that arose was how to handle multiple
articles on a single incident. Let us
be clear that our purpose here is not to estimate the amount of actual crime
but the amount of print media coverage of social disorder and related matters
in the sample neighborhoods. Thus, a
general rule we used was to "throw out" a follow up story to an
incident if it only covered criminal justice system responses that were deemed
inconsequential to community fear. We
did include follow up stories that discussed new information on an event, such
as community reaction or an arrest, and both articles on the same event in each
newspaper. Thus, the frequencies or
means of "crimes" in the archive actually refers to different news
reports of crimes, or "article-crimes," two or more of which may be
on the same incident. Hence, as the
British studies of crime news show, the more sensational the crime-- such as a
particularly brutal murder, kidnapping, or rape-- the more coverage it receives
and the greater it is (in effect) weighted in the present scheme. Again, we believe this is appropriate for a
measure of media's expected impact on fear.
Just over 50% of the crime stories included a
homicide as one of the crimes mentioned.
The next most frequently mentioned crimes were, respectively, assault,
robbery and weapons offenses, burglary, drug dealing, and rape. Use of a deadly weapon was reported in 70%
of all crime stories. Multiple crimes
occurring during the same incident were reported in 35% of the crime articles. The average number of people injured was
1.4. Excluding those articles that were
unclear on the exact number, the average number of offenders was 1.6, although
this may be an underestimate as accomplices were not always mentioned in a news
story.
The number of articles in a particular
neighborhood ranged from zero (n = 22) to 20.
The number of articles near a given neighborhood ranged from zero
(n = 6) to 54. Several examples clearly
demonstrated the importance of noting crimes, not just within the neighborhood's
boundaries, but also crimes in adjacent neighborhoods. Many had few or even no article-crimes
within them but many nearby. There were
only four study neighborhoods in which no incidents or policy issues (i.e., no
articles) were located in or near them.
All are smaller neighborhoods located near the outer edges of the city.
No interrater reliability information is available
for this data set. But the same coding
form was used by 17 minimally-trained undergraduate raters content analyzing issues
of the Salt Lake Tribune and Deseret News. Six articles were selected by only one or
two of nine raters (per issue). The
other 10 articles were selected by a range of 33% to 89% and a mean of 59% of
the raters. If one considers all
articles on which a decision was made (including those rejected by all raters),
selection agreement would be well over 95%.
Furthermore, raters of the newspapers used in the following analyses
received much more training and experience with the procedure. Even so, article selection reliability
deserves caution in the present study and closer scrutiny in rater training and
future research.
Scores for pairs of raters on the Salt Lake news data
were cross-tabulated. The kappa
coefficients (agreement corrected for chance) were as follows: type of crime
(26 possible categories; K = .72), policy issue (12 categories; K = .21), use of a weapon (y/n; K = .77), number injured (K = .87), number of offenders (K = 1.00). With
the main focus on crime articles, the baseline for selecting relevant
policy-related articles and for assigning policy issues to all articles was
low. This may be the reason that the
kappa for that variable was not higher.
In many cases, raters identified a policy issue where others saw
none. But in the seven cases where a
pair of raters both identified a policy issue, the raters agreed on what the
issue was in every case.
Approach to Data Analysis
Variables.
To recapitulate the variables to be used in the present analyses,
disorder items have been combined within all three of the above methods into
social and physical composite variables.
From the Block Environmental Inventory, we used three measures of observed
disorder: The proportion (based on
the number of housing units on the block) of young men outdoors is a
possible cue for perceived social disorder.
We aggregated the property-level items to the block level and combined
the three home physical disorder (litter, vandalism, and dilapidation)
into a scale. Since nonresidential
property has been found to be a significant magnet for crime (Perkins et al.,
1993) and disorder (Taylor et al., in press), we combined three Block
Environmental Inventory items: (1) poorly maintained open land use, (2) the
proportion of nonresidential buildings with graffiti and (3) with dilapidated
exteriors into nonresidential physical disorder.
From the newspaper archive, we combined all stories
about homicides, rapes, assaults, robberies, and burglaries into one serious
crime news variable (neighborhood mean = 14.04, sd = 17.99). Articles about other crimes were less
common. We combined all stories that
mentioned other non-traffic offenses-- e.g., carrying a weapon, drug abuse, car
theft, kidnapping, domestic, arson, prostitution, vandalism, and disorderly
conduct incidents-- into a disorder crime news variable (articles about
what are often referred to as "quality-of-life crimes;" neighborhood
mean = 4.72, sd = 7.98). The
third variable of interest are stories on the physical deterioration of housing
or other property, racial unrest, and prison escapes or unrest, which we
labeled disorder news (neighborhood mean = 0.26, sd = 0.66). As the standard deviations imply, all three
of these variables have fairly skewed distributions, with most neighborhoods
having few relevant newspaper stories and a few neighborhoods with many. All three variables are aggregated to the
neighborhood level (sum of stories) and each story is weighted according to
whether the event or problem took place near (= 1) or in (= 2) the target
neighborhood.
We used the Time-1 resident survey, aggregated to the
block level, for the demographic (sex, age, race) covariates and to combine
loitering youths, harassment in the street, fights and arguments, and drug
dealing into perceived social disorder and vandalism, vacant housing,
unkempt property, litter, and trashed vacant lots into perceived physical disorder. We used the aggregated Time-2 survey for the
criminal victimization (in the past year) covariate and the emotional subscale
of fear of crime. The dependent
variable was thus measured 12-to-15 months after the observational and survey
predictors and at the end of a year measuring victimization and
crime-and-disorder-related news.
HLM analysis plan. We have described above the specific hypotheses to be tested for
Level I and Level II predictors.[5] Level I results tell us about pooled effects
of differences of individuals from their block average. Level II results tell us about block level
differences. In the first equation we
include measures of observed disorder, based on on-site ratings of the blocks
and individual sampled houses on the blocks.
In the second equation we include two measures of perceived disorder,
based on averaged survey responses. In
the third equation we include measures of disorder crime news and non-criminal disorder-related news,
based on assessments of newspaper files.
Significance tests are two-tailed for correlation
matrices and one-tailed for predictors in the HLMs. Given the number of blocks and neighborhoods in the study (n =
50), the degrees of freedom, and thus statistical power, are rather limited,
especially for multivariate analyses.
Kenny and LaVoie (1985) recommend raising the significance criterion to
p < .25 when analyzing (more reliable) group-level data. (All of these community-level variables are
based on multiple survey respondents, properties, or newspaper articles). Instead, for just the HLM, we adopt a
significance level of p < .10 for Level II hypothesis tests, which yields an
acceptable degree of statistical power.
RESULTS
Correlations Among Fear,
Demographics, Victimization and Community Disorder
Table II presents unadjusted correlations among fear
of crime, demographics, criminal victimization experienced in the year
preceding the fear measure, and community disorder. These correlations represent combined between-person and
between-block dynamics. Above the
diagonal are partial correlations controlling for sex, race, age, and
victimization. Women and
African-Americans were more fearful. Resident
perceptions of block social and physical disorder were significantly, and about
equally, related to fear. On-site
observations of the respondent's own property showed only a trend with fear. It is not surprising that this trend was
nonsignificant since it is disorder in the rest of the community rather
than one's own home, that is expected to be associated with fear of street (as
opposed to domestic) crime.
[INSERT
TABLE II ABOUT HERE]
Table III presents individual-level correlations
among the same variables as in Table II, based on pooled, within-block
deviations. All variables are
block-centered. Again, partial
correlations, controlling for block-centered sex, race, age, and victimization,
appear above the diagonal. These correlations capture solely individual-level
processes. Interestingly, sex was still
significant, meaning that women living on blocks that were more predominantly
male (based on the gender ratio of those we interviewed) were especially
fearful. (An alternative explanation would
be that men living on blocks with more women were less fearful.)
The disorder measures also emerged significant, this
time including on-site observations as well as perceived incivilities. Those who were most fearful not only
perceived more disorder on the block than their neighbors; they also lived on
properties with objectively more physical disorder (litter, graffiti,
dilapidation) than was observed on their neighbors' homes.
[INSERT
TABLE III ABOUT HERE]
Table IV contains block-level correlations among fear
of crime, demographics, crime (victimization rate), and all three measures of
disorder. Again, partial correlations
controlling for proportion female, racial composition, mean age, and crime
appear above the diagonal. These
correlations capture purely block level dynamics. Fear was higher on blocks with higher proportions of women (r
= .34, p < .05) or African American interviewees (r = .45, p
< .01). Fear of crime was also
significantly related to all of the measures of community disorder across all
three methods. The largest partial
correlations (controlling for sex, race, age, and victimization during the 12
months between surveys) were for the on-site observation measures, especially
physical disorder around nonresidential property (pr = .38, p
< .01). The number of young males
outdoors (pr = .32, p < .05) and litter, graffiti, and
dilapidation around homes (pr = .31, p < .05) also predicted
block fear a year later.
[INSERT
TABLE IV ABOUT HERE]
Surveyed resident perceptions of physical disorder
problems (r = .41, p < .01; pr = .25, p <
.05) and social disorder problems (r = .37, p < .01; pr
= .21, p < .10) also predicted block fear a year later, although the
effect was reduced noticeably after controlling for demographics and victimization.
Neighborhood-level non-crime newspaper stories about
social or physical disorder problems were related to fear of crime (r =
.34, p < .05; pr = .28, p < .05). That result may
not be completely reliable, however, due to the low frequency of such articles
(n = 9). Disorder crime news was
also related to fear (r = .41, p < .01; pr = .24, p
< .10). But the correlation between
fear and serious crime news was even more sharply reduced by controlling for
race and the other covariates (r = .38, p < .01; pr =
.16, ns).
Multiple Regression
Analysis
A block-level hierarchical multiple regression using
all three types of disorder measures was tested. Block racial and sex composition were entered first followed by
the three observational measures, the two resident perception variables, and
the three newspaper predictors (R2 = .45; adjusted R2 = .31; p <
005). Due to the high degree of
multicollinearity even across these very different measures of disorder (i.e.,
what one would hope for in terms of construct validity), reversed valence
suppression effects (positive correlations/negative betas) were found for
serious crime news, resident perceptions of social incivilities, and disorder
crime news.
The remaining multivariate analyses thus tested
separately each of the three methods of measuring community social disorder for
its ability to predict fear of crime.
In a regression with only demographic and news predictors, the beta was
negative for serious crime news, which correlated highly with both the proportion
nonwhite and disorder crime news. We
therefore excluded serious crime news from the following HLM analyses. This also makes the focus on disorder, as
distinct from serious crime, more consistent across all three methods.
Hierarchical Linear Models
Predicting Fear of Crime
ANOVA.
An initial HLM, with no Level I or Level II predictors describes the
between- and within-group variation; it is comparable to a one-way ANOVA. We are able to reject the null hypothesis
that there is no between-block variation in estimated fear true scores (P2
= 93.11, p < .001); about 17% of the total variance in fear arises
from between-block variation. Table V
shows the variance results of the ANOVA, and subsequent models.
[INSERT
TABLE V ABOUT HERE]
The amount of between-block variance in fear is comparable
to or somewhat larger than what has been observed in other studies. Kurtz and Taylor (1995), analyzing fear
levels across 66 neighborhoods in Baltimore found that 15% of fear was due to
between-neighborhood variation.
Re-analyzing surveys from residents surrounding 24 small commercial
centers in Minneapolis-St. Paul, Taylor (1995) found that 4% of the variation
from a neighborhood fear index, and 8% of the variation from a more specific
index measuring fear while in the commercial center, arose from
between-neighborhood differences. In
this study we assess between-block rather than between-neighborhood
differences, and this may account for a greater proportion of the outcome
variance residing at Level II.
Alternately, the higher proportion may be due to the smaller group sizes
used here than in these other studies.
Observed disorder. The variance results for each of three different models including
both Level I (individual within-block deviations) and Level II (block-level)
predictors appear in Table V. In the
observed disorder model, our Level II predictors (including aggregate race,
age, sex, victimization rate, both home and nonresidential exterior physical
disorder and young men observed outdoors on the block) explain 37.8% of the
block-level outcome variation, and 6.4% of the total variation.[6] Significant unexplained block-level
variation in the outcome remains (P2 = 68.47, p < .01).
Individual coefficients in the model appear in Table
VI. Level I effects remain constant for
all three models. The only significant
Level I impacts are associated with perceived disorder. Residents who perceive more social and physical
disorders than their neighbors report more fear one year later. Individual differences in age, and observed
residential detrioration, make no independent contributions to individual-level
differences in fear.
Turning to Level II results, we first examine the observed
disorder model. Three Level II
predictors yield significant demographic impacts. Fear is higher on blocks where the average age was higher, where
more women were interviewed, and where nonresidential physical disorder was
more extensive. Level II predictors
were z-scored, allowing us to compare coefficients. The largest Level II coefficient is for the
proportion of women interviewed on the block.
[INSERT
TABLE VI ABOUT HERE]
Perceived disorder. When we use resident perceptions of disorder for our Level II
indicators of incivility, we explain about the same amount of fear: 7.2% of
total fear, and 42.3% of between-block fear.
Again, the P2 test informs us that significant, between-block
variation in fear remains P2 = 69.72, p < .01). In the Level II predictors, average age and
the proportion of women remain significant.
Average perceived physical problems significantly influence block fear,
and generate the strongest Level II coefficient.
This latter result, considered in conjunction with
the Level I impact of perceived physical disorder, demonstrates two channels of
influence on fear. Not only are those
perceiving more problems more fearful than their neighbors; in addition, on
blocks where the average perceived physical problems are higher, residents are
more fearful. Of course, as mentioned
earlier, because of data properties, we cannot say if this independent, Level
II impact would persist if we controlled for observed disorder.
Newspaper reports. Results using news reports of so-called
"quality-of-life," or disorder, crimes and of noncriminal disorder
problems, aggregated to the neighborhood level, yield comparable amounts of explained
variance. Now our Level II predictors
explain 7.6% of the total outcome variation and 44.7% of the between-group
variation. Again, significant,
unexplained between-group outcome variance remains (P2 = 67.79, p
< .01).
At Level II, disorder news demonstrates a significant
coefficient (.166, p < .05).
Average age and proportion female continue to have significant
impacts. In this model, racial
composition also has a significant impact on fear, with fear being higher on
blocks where more African Americans were interviewed.
DISCUSSION
Summary and Implications
We presented three very different ecological methods
for assessing community-level social and physical disorder problems: the Block
Environmental Inventory based on systematic observations, aggregated subjective
perceptions from a survey of residents, and a procedure for content-analysis of
newspaper articles. The
criterion-related validity of all three was demonstrated by their roughly equal
ability to predict subsequent fear of crime, even after controlling for the
influence of variables that have been linked with fear in the research
literature (race, sex, age, and victimization). In each HLM model, one Level II indicator demonstrated a significant
effect. The differences between the
three models were minor, in part because two thirds of the Level II predictors
were the same. Each explained about 6
to 8 percent of the total variation in estimated "true" fear scores.
These results provide some confirmation of existing
theories (Skogan, 1990; Taylor, 1987; Wilson & Kelling, 1982), but also
extend earlier research on the impact of community social and physical disorder
(Covington & Taylor, 1991; Perkins et al., 1990, 1992, 1993; Taylor
& Covington, 1993; Taylor et al., 1985). For example, as expected, women were significantly more fearful
of crime in both the correlational and HLM analyses. But we found this result not only at the individual level, but
also at the block-centered individual level and the block level. This shows the importance of community
context (e.g., being surrounded by more men than women on one's block) even for
variables that seem exclusively individualistic, such as sex. The block-centered individual-level result
suggests that having more men as neighbors tends to induce fear, rather
than reduce it (e.g., through a greater sense of block protection). This finding replicates Taylor, Gottfredson,
and Brower's (1984, Figure 4) finding also using pooled within-block measures. An alternate interpretation of the
block-level result is that the proportion of women may serve as a proxy for
block instability and associated lack of employment opportunities (Sampson,
1987).
The effect of age on fear is less clear in these
results. The fact that it was only
significant as a Level II HLM predictor is an example of a multi-level
result that was not found in individual or even group-level
correlations. Mean block age is only a
significant predictor of fear after controlling for other block and
individual-level variables.
With regard to racial composition, the significant
block-level correlation between fear and the proportion of nonwhite respondents
on the block in the present data confirms previous studies (Taylor et al.,
1984). What is interesting here is that
when we control for disorder in the HLM models using observed ratings, or
respondents' perceptions, racial composition does not have a significant
impact on fear. This is because the
Level II correlation between racial composition and disorder news (r =
.23) is weaker than the correlation between racial composition and the other
disorder indicators (mean r = .42).
This weaker correlation argues against those contending that media
sources tend to highlight and over-emphasize physical problems occurring in
predominantly African American communities.
In interpreting the HLM model for observed disorder,
we see that incivilities around the home and young men outdoors matter less
than incivilities on nonresidential property, which makes an independent
contribution to block fear. The effect
may arise from the physical blight itself or from the presence of
nonresidential landuses, such as stores and small businesses, that are the site
of the disorder. Nonresidential landuse
in a predominantly residential context contributes to a more deteriorated and
less predictable block (Taylor et al., 1995).
The results for this model build on and clarify
previous findings on the impact of observed disorder on fear of crime. Unlike Perkins et al. (1990), the
present results control for block-level sex, age, and victimization and
individual-level within-block deviations in perceived disorder.
Covington and Taylor (1991) accounted for those and
other factors at either the individual or contextual level. But the present model extends their findings
in several ways. First, Covington and
Taylor (1991) used one combined, individual-level scale comprised largely of perceived
physical incivilities. Results here
show that both social and physical perceived incivilities can make independent,
individual-level contributions to fear of crime. Second, results here suggest that nonresidential deterioration
may contribute more to fear than residential deterioration. The prior study did not separate those two
types. Third, in that study the unit of
aggregation was the neighborhood. The
relative impact of (individual-level) perceived disorder to
(neighborhood-level) observed disorder was on the order of 3/1. In this study, using the street block as the
aggregation unit and standardized predictors, we get individual coefficients of
comparable size when we compare observed vs. perceived deterioration. But if we add up the significant
coefficients for the two Level I perceived measures, we get a total impact for
perceived / observed that is comparable (.214 + .289 = .503; .503/.163 =
3/1). The relative importance of
perceived incivilities vs. observed is confirmed, with a similar ratio, but
with a different unit of aggregation.
In sum, the results of this study make several
important contributions. First, we have
shown that resident perceptions of disorder contribute to fear at both the
individual and aggregate levels.
Presumably the latter impact emerges from face-to-face communications of
block residents. Residents talk a lot
about the physical problems in their neighborhood and on their block (Crenson,
1983). These results suggest that such
shared information, related to a common perception, influence the group's fear
level.
Second, we found the effects of perceived disorder
and observed disorder, on fear, to be significant one year later.
Third, we distinguish between social and physical
disorder and found that, although both correlate with fear, physical
disorder had higher block-level and individual-level HLM coefficients than did
social disorder, and this effect was triangulated using all three assessment
methods. Thus, litter, graffiti,
and dilapidation may be even more likely to induce feelings of vulnerability
than do "groups of teenagers hanging out," perhaps because the latter
are less common. Still, this effect is
somewhat surprising given that the social disorder measures in the survey and
news data included actual "quality-of-life" crime items (e.g., drug
dealing, menacing, public disturbance), which should logically provoke more
fear.
Fourth, in particular, we found that, although people
often complain about unkempt housing exteriors, nonresidential physical
disorder may contribute more to fear of crime.
We do not know if the problem is the presence of nonresidential landuses
per se, which can destabilize the block setting (Taylor et al., 1995),
or the deterioration on the establishments.
Fifth, in comparison to Covington and Taylor (1991),
these results demonstrate that the residential street block is at least as
valid an ecological unit of analysis when considering disorder and fear as
are neighborhoods. We observed strong
block-level reliabilities for perceived incivilities, and fear. We do not know at this time how the
block-level processes operate to transmit the observed Level II impacts. Undoubtedly on-block communication patterns
and content (Crenson, 1983), territorial processes (Taylor, 1988, pp. 166-196),
and other person-place transactions mediate neighborhood-level impacts of
observed deterioration on fear of crime (Taylor, in press).
Sixth, and perhaps most important, this study is the
first we know of explicitly contrasting the relative impacts of three
different ecological methods of assessing community disorder. We have seen that, controlling for age,
race, gender, and victimization experience, all three measures perform about
the same, yielding comparably sized coefficients. There are no marked differences in the proportions of Level II
variance explained. Our perceived
physical disorder measure yields a larger coefficient than the other
indicators, but the differences are minor in size. The safest conclusion may be that each type of assessment yields
roughly comparable measures of impact (see "Choosing methods," below).
Turning briefly to our exogenous variables, results
confirm Level II but not Level I impacts of age. These results differ from prior contextual
analyses (Covington & Taylor, 1991), and are relevant to the ongoing debate
about the linkage between fear and age (LaGrange & Ferraro, 1989). We need more theoretical attention to the
relevant processes, at the appropriate level, that might be responsible for
these impacts. We failed to observe
effects of block racial composition.
Some prior studies using neighborhoods have observed such effects
(Covington & Taylor, 1991), others have not. Prior block-level analyses have observed racial composition
impacts on fear (Taylor et al., 1984).
The emergence of a significant Level II race impact when we use neighborhood-level,
media indicators of disorder rather than block-level indicators suggests the
following. Prior block studies may have
observed race composition impacts because race and disorder correlate at the block
level. In short, impacts of race at the
block level may have emerged because race served as a proxy for signs of
incivility. The consistent impact of gender
suggests further attention. Small group
studies in the residential context have not attended closely to aggregate
impacts of female-headed households.
Theoretical development building on the neighborhood dynamics described
by Sampson (1987), and considering their application to smaller residential
units, may prove profitable.
Finally, our results have something to say about fear
of crime and the ongoing debate about its construct validity (LaGrange &
Ferraro, 1989; Ferraro, 1994). As
described above, theorists have turned to non-criminal causes of fear to
explain its apparent lack of connection to criminal victimization
(which, again, was not a significant predictor of fear in this study and even
the correlation between serious crime news and fear was nonsignificant after
controlling for block racial composition).
They have focused instead on the unsettling conditions, alternately labeled
sources of "urban unease," "signs of incivility,"
"soft crimes", or something else, which residents may encounter. Results here inform these proposals in two
respects. First, they confirm that the
proposed connection has underpinnings in psychological differences. Residents on the same block, although they
may and do view it differently, experience the same physical and social
setting. Their differences in how they
perceive that setting make them more or less concerned about safety than their
neighbors. Second, they confirm that
the proposed connection also has ecological underpinnings. Communities with differing levels of
disorder express varying fear levels.
Strengths and Limitations
of these Methods and Results
The sheer combination of multiple, diverse methods
for assessing a community context (i.e., data triangulation) is a major
advantage. That is particularly true
when it comes to contexts such as crime and disorder, whose measurement has had
notorious validity problems (O'Brien, 1985).
Independent observations of community disorder were related not only to
fear, but also to resident surveyed perceptions of disorder and to crime and
disorder news stories (Tables II, III, and IV; see also Perkins et al., 1992),
thus exhibiting good concurrent validity.
The internal consistency and inter-rater reliability
of both the resident survey scales and the Block Environmental Inventory were
tested and found to be more than adequate.
The reliability of the newspaper article selection and content analysis
methodology was demonstrated using the same procedure, but with other raters
and newspapers. More applications and
psychometric work using two or more of the methods are recommended. In particular, it would be useful to know
more about survey respondents' exposure to specific environmental and media
stimuli.
Choosing methods. If the measures are about equally predictive, one might question
the need to ever use more than one measure (e.g., surveyed perceptions). Other studies, using different measures with
different items and different samples may obtain different results,
however. Furthermore, a separate and
still unresolved issue concerns the construct validity of each of these
assessment procedures. The various
methods may still be measuring different underlying processes. For example, group perceptions reflect a mix
of group attitudes, group communication patterns, and extant conditions. On-site observations come closer to extant
conditions. Further, from a policy
perspective, different foci may be relevant to different goals. Community policing initiatives have
concentrated on improving extant conditions (Greene & Taylor, 1988), making
on-site observations the preferred indicator.
But policymakers more concerned with distress expressed by resident
groups might rather focus on the perceived incivilities as their problem
indicator.
Observational methods and media analyses both deserve
more attention among community researchers.
Their significant independent relationships with fear in the present
study are noteworthy, given the advantages surveyed perceptions had. Most important, neither the Block
Environmental Inventory nor the newspaper data shared method variance with the
criterion as did the survey. The
observational data were collected earlier than the other two methods, and more
than a year before the second survey, when the criterion was measured. Only one of the three observational
predictors, home physical disorder, even shares household-level sampling
variance with the fear measure, again unlike the survey. The newspaper archive had the disadvantage
of focusing on a larger unit of analysis altogether, the neighborhood as
opposed to street block (i.e., it depends on selected residents and blocks
being representative of their wider neighborhood). Most of the newspaper stories did have the advantages of being
closer in time to the fear measure and being more focused on crime, per se,
compared to the other two methods.
Remaining questions. Although the present results help clarify the theoretical links
between community disorder and fear, several important related questions
remain. First, it is still possible
that the individual-level connection between perceived incivilities and fear is
spurious, arising from other psychological factors. For example, people who are more worry-or-anxiety-prone may be
more fearful and also (inaccurately) perceive more disorder in their
environment. The fact that resident
perceptions of the block environment agreed closely with independent observations
in this study (Perkins et al., 1992) would tend to discount that
explanation, however.
At the group level, although all three HLM models
seem to suggest that the conditions most troubling to residents are physical
rather than social disorder, questions remain before dismissing social
incivilities as a source of problems.
We did find that perceived social incivilities failed to have an
independent impact on fear, but they also correlated very strongly with perceived
physical problems (r = .80).
This close coupling makes the assessment of independent impacts
difficult if not impossible. Take, for
example, the significant impact of nonresidential disorder on fear. The sheer presence of streetcorner
groceries, bars, or schools inevitably attracts nonresidents to the area,
disrupts informal social controls, and makes for less safe neighborhoods
(Greenberg, Rohe & Williams, 1982; Taylor et al., 1995). So although our results might seem to
suggest that fear of crime is in large part fear of litter, graffiti,[7]
and living in a deteriorated block or neighborhood, the intertwining of social
and physical incivilities, caution against such a conclusion at this time.
There are many potential moderators of the impact of
community disorder on fear that were not controlled for in these results. The amount of citizen participation in
individual and collective crime prevention and other local organizational
activity, and the nature of that participation, are likely to affect fear at
both the individual and community levels (Perkins et al., 1990; Taylor
& Perkins, 1994). What we know less
about is precisely how various formal and informal communication
processes operate to influence perceptions of crime and disorder within
communities. For example, does
information about local crimes disseminated through newspapers or community
meetings increase fear directly? Or do
most residents hear second-hand accounts which may be exaggerated? And how can information about crimes be
presented so that it encourages awareness and a healthy and effective response
but not fear and paranoia? More
information is needed about residents' exposure to various forms of
communication and their reactions to each form before we can answer these
questions. We would argue that
ecological, multi-level analyses of actual communities are more likely than
laboratory experiments to produce externally valid answers.
Although that is the approach we have taken here, we
still cannot generalize to settings beyond urban, predominantly residential
blocks of low-to-moderate density. We
do not know if our results would hold for commercial blocks or public or
high-rise housing, where patterns of communication and the use, territorial
functioning, and even the definition of public space may differ dramatically.
Those types of land use also have a worse reputation
for crime than do lower-density, private residential blocks. Yet an important caveat to the present
results is the apparently high degree of serious, violent crimes that happened
to occur during the study in study neighborhoods, according to the newspaper
archive. Probably the biggest crime
story of the year was a series of unexplained murders of women in the Northwest
section of the city. Police maintained
that the crimes were unrelated, but the brutality of the attacks (most of them
involving rapes and strangulation or multiple stabbings), as well as their
timing (leading right up to the Time-2 survey) and accompanying warnings in the
press for women not to walk alone at night and to avoid dimly lit areas suggest
that female survey respondents in those neighborhoods may well have been
affected by the news coverage.
There were also several, singular incidents that
received considerable attention from both the media and the community. The one receiving perhaps the most attention
was the murder of an 11-year-old girl and subsequent community crime prevention
efforts in one of the study neighborhoods.
Other major crime news incidents occurring in just a few of the study
neighborhoods included the arrest and trial of two men who had executed five
people in a drug-related incident, the murder of a woman and slashing of her
mother and rape of her child, the robbery and critical wounding of an off-duty
policeman, the bow-and-arrow slaying of a pregnant woman, the rape-murder of a
15-year old girl by a drug dealer, the robbery and killing of a retired
minister which sparked a wave of gun law interest, a family who caught a man
raping an 11-year-old family member, the torture and rape of a woman and execution
of her boyfriend, and several shootings outside of nightclubs.
We do not know if this level of serious crime and
crime news is atypical of Baltimore or other cities. But salient levels of crime or at least disorder cues are a
regrettable necessity of research on crime and, especially, fear of crime. Researchers in areas with less serious
crime, crime news, or social and environmental disorder may not achieve the
same results. It is important to note
that these insights into the nature and possible impact of particular crimes
and their news coverage come not from the quantitative portion of the news
data, but from qualitative neighborhood-by-neighborhood news summaries,
whose value should not be overlooked or underestimated.
Another important implication of these ecological
assessment methods for theory, research, and action is their flexibility
regarding content. As the present data
demonstrate, all three methods lend themselves well to measuring community disorder. But there are many other ecological concepts
that can be measured using these methods.
More than half of the Block Environmental Inventory focuses on more
positive or neutral characteristics of the environment not covered here, such
as territoriality, beautification, and defensible space. Newspaper content analysis can, of course
focus on any topic that is newsworthy and even ones that are not part of the
"hard" news (e.g., violence in comics and movie advertising). For example, a methodology similar to the
one presented here was used by the first author to evaluate both media and
government treatment of different San Francisco neighborhoods (one wealthy, one
poor) following the 1989 earthquake.
With the advent of NEXIS and other news search services, the procedures
for searching print media electronically have been made vastly more efficient.
Regarding surveys as an ecological method, the
present and similar resident surveys have been aggregated to the block and
neighborhood level to successfully measure all kinds of community social climate
variables, such as citizen participation, neighboring, informal social control,
sense of community, communitarianism, place attachments (Perkins et al., 1990),
even aggregated anxiety and depression (Taylor & Perkins, 1994). But surveys are still probably better for
measuring individual psychological constructs than for assessing community
ecologies. For the latter, community
psychologists should explore alternative quantitative and qualitative
methods that are more commensurate with both the community level of analysis
and the multi-faceted (social, physical, political, and economic) human
environment, such as direct and participant observation, and content analysis
of media and other recorded communication.
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Sparks, G.G., & Ogles, R.M. (1990). The difference
between fear of victimization and the probability of being victimized:
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(pp. 951-986). New York: Wiley.
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physical deterioration. (Unpublished final report (94-IJ-CX-0018) to the
National Institute of Justice. Department of Criminal Justice, Temple
University. July)
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disorder and local attachments: The Systemic model of attachment, social
disorganization, and neighborhood use value. Sociological Forum.
Taylor, R. B., & Covington, J. (1993). Community
structural change and fear of crime. Social Problems, 40, 374-397.
Taylor, R.B., Gottfredson, S.D., & Brower, S.
(1984). Block crime and fear: Defensible space, local social ties, and
territorial functioning. Journal of Crime and Delinquency, 21, 303-331.
Taylor, R. B., Gottfredson, S. D., & Brower, S. D.
(1985). Attachment to place:
Discriminant validity, and impacts of disorder and diversity. American Journal of Community Psychology,
13, 525-542.
Taylor, R.B., & Hale, M. (1986). Testing
alternative models of fear of crime. Journal of Criminal Law and
Criminology, 77, 151-189.
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& Perkins, D.D. (1995). Street blocks with more nonresidential land use
have more physical deterioration: Evidence from Baltimore and Philadelphia. Urban
Affairs Review (formerly Urban Affairs Quarterly), 31, 120-136.
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Table I. Disorder Items in the Block Environmental Inventory: Means and
Inter-rater Reliabilitya
Males, 10-35, observed outdoors hanging out .36 1.70 .83
walking.... .64 1.10 .84
working.... .16 .76 .91
(other).... .05 .25 -.02
Total
males, 10-35............... 1.21 2.10 .85
Unused vacant lots as estimated % of block .64 1.72 .97
Open lot lack of maintenance.............. .24 .37 .43
Number of abandoned cars on street........ .31 .83 .53
Section II. All Properties (per block): Mean SD
Intraclass r
Total abandoned buildings.................. 1.4
2.2 .92
Section III. All Nonresidential Properties: Mean SD
Intraclass r
Total vacant nonresidential units........... .14 .43
.86
Litter on/in front of nonresid. property.... .39 .92
.82
Vandalism/graffiti on nonresid. property.... .27 .71
.92
Nonresidential dilapidation................. .44 1.0
.90
Household-level Block-level
Section IV. Sample Homes Mean SD
IC r IC r
Physical Disorder Subscale: .69
1. Litter in front of house. .44 .29
.61 .83
2. Vandalism/graffiti...... .10 .14
.47 .67
3. Dilapidated exterior..... .47 .27
.53 .71
a See Perkins, Meeks & Taylor (1992) for an
explanation of the entire instrument.
The n of blocks is 45. The n of properties
in Section IV is 365.
Table II. Individual-level 0-order Correlations among Fear of Crime,
Demographics, Victimization, and Community
Disorder; Partial Correlations (above diagonal) Controlling for Sex,
Race, Age, and Victimization
________________________________________________________________________________________________________
1 2 3 4 5 6 7 8
1. FEAR OF CRIME (n=300)a . .14
.22** .21**
Control Variables:
2. FEMALE (n=412) . .27** .
3. NONWHITE (n=410) .15* .13*
.
4. AGE (n=303) .13
.00 -.04 .
5. VICTIMIZATION (n=305)a .11 -.01
-.08 -.13 .
Independent Observation of
Respondent's Property:
6. PHYSICAL DISORDER
(n=283).16 -.01 .28**
-.12 .15 .
.36** .28**
Surveyed Resident
Perceptions:
7. SOCIAL DISORDER
(n=411) .25** .05
.14* -.09 .26**
.41** . .65**
8. PHYSICAL DISORDER
(n=412).25** .07 .19**
-.02 .13 .33**
.67** .
* p < .05, ** p < .01
(2-tailed).
aFear of crime and victimization were measured one year
later than the other variables.
Table III. Correlations among Individual-level Block-deviation Scores
for Fear of Crime, Demographics, Victimization,
and Community Disorder;
Partial Correlations (above diagonal) Controlling for Sex, Race, Age, and
Victimization
________________________________________________________________________________________________________
1 2 3 4 5 6 7 8
1. FEAR OF CRIME (n=300)a . .19*
.26** .17*
Control Variables:
2. FEMALE (n=412) .28** .
3. NONWHITE (n=410) -.07 .02
.
4. AGE (n=303) .06
-.02 -.17* .
5. VICTIMIZATION (n=305)a .09 -.00 -.08 -.11 .
Independent Observation of
Respondent's Property:
6. PHYSICAL DISORDER
(n=283).17* -.05 .09
-.09 .15 .
.38** .39**
Surveyed Resident
Perceptions:
7. SOCIAL DISORDER (n=411) .27**
.04 -.08 -.04 .22** .39**
. .65**
8. PHYSICAL DISORDER
(n=412).20** .08 -.10
.02 .10 .38**
.66** .
* p < .05, ** p < .01
(2-tailed).
aFear of crime and victimization were measured one year
later than the other variables.
________________________________________________________________________________________________________
Table IV.
Community-level Correlations among Fear of Crime, Demographics, Victimization,
and Three Measures of
Community Disorder;
Partial Correlations (above diagonal) Controlling for Sex, Race, Age, and
Victimizationa
________________________________________________________________________________________________________
1 2 3 4 5 6 7 8 9 10 11 12 13
1. MEAN FEAR OF CRIME b .
.32* .38** .31* .21
.25* .16 .24
.28*
Control Variables:
2. PROPORTION FEMALE .34* .
3. PROPORTION NONWHITE .45**
.35* .
4. MEAN AGE .04 .17
.12 .
5. MEAN VICTIMIZATION b .04 -.13
-.07 -.23 .
Independent Observations:
6. HOME PHYSICAL DISORDER .45**
.07 .47** -.14 .21
. .39** .16
.61** .66** .48**
.49** .23
7. NONRESIDENTIAL PROPERTY
PHYSICAL DISORDER .36** -.13 .16
-.05 .12 .44**
. .54** .42**
.28* .53** .59**
.58**
8. YOUNG MEN OUTDOORS .32*
-.16 .36** -.13 -.11
.32* .55** .
.35** .07 .38** .50** .41**
Surveyed Resident
Perceptions:
9. MEAN SOCIAL DISORDER .37** .11
.41** -.20 .23 .72**
.45** .41** .
.73** .49** .41**
.25*
10. MEAN PHYSICAL
DISORDER .41** .12 .43** -.12 .26 .76** .34*
.20 .80** . .58**
.42** .16
Newspaper Articles:
11. SERIOUS CRIME NEWS .38** .17
.62** .14 .00
.60** .51** .48**
.56** .65** .
.84** .39**
12. DISORDER CRIME NEWS .41** .18
.48** .02 .09
.61** .58** .53**
.53** .55** .87**
. .58**
13. DISORDER NEWS .34* .12
.23 .12 -.11
.27 .55** .40**
.26 .20 .44**
.59** .
* p < .05, ** p < .01
(2-tailed).
aAll data aggregated to block level except news data
(#11-13), which were aggregated to the neighborhood-level; N of
blocks/neighborhoods = 50; partial correlation df = 44.
bFear of crime and victimization were measured one year
later than the other variables.
Table V. Hierarchical Linear Modeling Analyses of Residual and
Explained Variation in Fear of Crimea
Residual Variation:
Location of Variance Model:
No Observed
Disorder Perceived Disorder Newspaper Reports
Predictors
Percent
of Percent of Percent of Percent of
Total Total Total Total
Between Blocks 0.148 17.0% 0.092 10.6%
0.085 9.8% 0.082 9.4%
Within Blocks 0.723 83.0% 0.671 77.1%
0.681 78.2% 0.673
77.3%
Total 0.871
Chi Square 93.11, p < .001 68.47, p < .01 69.72, p < .01 67.79, p < .01
Explained Between-Block Variation
Model Percent Between Percent Total
Observed Disorder 37.8% 6.4%
Perceived Disorder 42.3% 7.2%
Newspapers 44.7% 7.6%
a Due to strong Level II correlations between racial
composition and disorder indicators, each model was analyzed two ways: with and
without race (see footnote 5). Results
here for explained between-block variation include the race variable. The top portion of table describes between-
and within-block variation. "No
predictor" model is equivalent to a oneway ANOVA, and provides a
descriptive breakdown on the total outcome variance. Remaining portions of the top panel describe how much unexplained
variance remains at each level, after predictors have been entered. So the between-block residual variation in
the observed disorder model is .092; this represents 10.6% of the total outcome
variance. What has been explained is
(.148 - .092) or .056. This explained
variation, as shown in the bottom panel, represents 37.8% of the between block
outcome variation, and 6.4% of the total outcome variation. In other words, the bottom panel describes
the explained variance as a percentage of between variance, and as a percentage
of total variance. The chi square
values indicate, for each of the models, if the amount of between-block outcome
variance remaining after Level II predictors have been entered, is
significantly different from zero. The
chi squared associated with "no predictors" tells us if the
between-block variation, before predictors are entered, is significantly
different from zero.
Table VI.
Coefficients of Level I and Level II Predictors in Three HLM Models of Disorder Predicting Fear of Crime
|
|
Model |
||
|
|
Observed Disorder |
Perceived Disorder |
Newspaper Reports |
|
Predictor |
Coefficient |
||
|
Level II (Street
Block) |
|
|
|
|
MEAN VICTIMIZATION |
.026 |
.007 |
.031 |
|
PROPORTION NONWHITE |
.065 |
.075 |
.117+ |
|
MEAN AGE |
.134* |
.136* |
.109+ |
|
PROPORTION FEMALE |
.205* |
.179** |
.155* |
|
HOME PHYSICAL DISORDERS |
.066 |
--- |
--- |
|
NONRESIDENTIAL PHYSICAL
DISORDER |
.163+ |
--- |
--- |
|
YOUNG MEN OUTDOORS |
.114 |
--- |
--- |
|
MEAN PERCEIVED SOCIAL
DISORDER |
--- |
-.071 |
--- |
|
MEAN PERCEIVED PHYSICAL
DISORDER |
--- |
.228* |
--- |
|
DISORDER CRIME NEWSa |
--- |
--- |
.088 |
|
DISORDER NEWSa |
--- |
--- |
.166* |
|
LEVEL I (individual) |
|
|
|
|
AGEb |
.079 |
.079 |
.079 |
|
HOME PHYSICAL DISORDERb |
-.009 |
-.009 |
-.009 |
|
PERCEIVED SOCIAL
DISORDERb |
.214* |
.214* |
.214* |
|
PERCEIVED PHYSICAL
DISORDERb |
.289* |
.289* |
.289* |
|
EB
INTERCEPTc |
-.165 |
-.089 |
-.115 |
+ = p < .10; * = p <
.05; p < .01 (1-tailed).
a news data collected for entire neighborhood within
which a given block is located.
b group-mean centered predictor.
c The EB intercept is comparable to the intercept (A)
OLS multiple regression, except that it uses precision weighting and adjusts
for data quality. All predictors are z scored, so coefficients can be compared for
their relative size.
Assume we have a model where the outcome (Y) is fear
of crime, and the individual-level predictor is perceived physical
deterioration. Assume we have a group
level predictor, in the form of a dummy variable W, indicating a high or low
score on observed signs of incivility.
HLM provides an individual-level model (Level I), and a group-level
(Level II) model. The Level 1
model would be:
Yij
= $0j + $1j(Xij - X.j) + rij (Eq. 1)
where
Yij = score of individual i in block j on fear
of crime
$0j = unique Y intercept for each jth block
$1j = unique slope for each jth block
(Xij - X.j) = each individual's perceived physical
deterioration, after subtracting the average perceived physical deterioration
in his/her block
rij = the
residual, unexplained portion of Y.
The model assumes (Bryk and Raudenbush 1992:12) that:
rij is normally distributed, with homogeneous variance across
blocks, and that the slopes ($1j) and intercepts ($0j)
each have a bivariate normal distribution across blocks. A plausible hypothesis would be that those
who have lived in the block longer than average will be less fearful.
The Level 2 model seeks to predict the block
slopes and intercepts noted above. The two equations in the Level 2 model are
as follows:
$0j
= (00 + (01Wj + :0j (Eq. 2)
$1j
= (10 + (11Wj
+ :1j (Eq. 3)
where:
(00 = mean
fear score in blocks where observed incivilities rates are below the median,
i.e., the intercept in these blocks.
(01 = mean
fear difference between blocks with observed incivilities levels below the
median and those above the median.
(10 = average
slope of fear on perceived physical deterioration in blocks where observed
incivilities are below the median.
(11 = average
difference in the slope of fear on perceived physical deterioration in
blocks where observed incivilities are below the median vs. those where it is
above the median.
:0j = unique
effect of block j on average level of fear in a block after controlling
for the differences on the outcome
between low and high observed incivilities blocks. It captures
between-block effects on the Y intercept due to block differences other than
observed incivilities.
:1j = unique
effect of Block j on the slope of fear on perceived physical
deterioration after controlling for the effects that observed
incivilities have on the slope. It
captures between block differences on the slope due to block differences other
than incivilities.
Substituting from Eq. 2 and Eq. 3 back into Eq. 1, we
derive the full combined model, that can be estimated with HLM using
iterative maximum likelihood procedures.
Yij = (00
+ (01Wj + (10(Xij - X.j)
+ (11Wj(Xij - X.j) + :0j
+ :1j(Xij - X.j) + rij (Eq. 4)
In the current study, however, we have fixed the
slope of Level I predictors, not allowing them to vary across blocks. We did
this because we did not have enough cases per block. Raudenbush advises having
at least 20 cases per group to efficiently model variations in slopes, which
represent, in effect, interactions between the individual predictor and the
group predictor. Raudenbush (1988)
recommends having at least 20 cases per group before allowing slopes to vary.
Further, in this study we do not have theoretical rationales for allowing
specific slopes to vary. Therefore, we are assessing a reduced model, setting
the Level II model of $1j = (10, so the combined model
is:
Yij
= (00 + (01Wj + (10(Xij
- X.j) + :0j + rij (Eq. 5)
and (10 is the slope of perceived physical deterioration on all blocks.
[1] A street block is defined as both sides of a street bounded by cross streets or a cross street and a deadend. We sometimes refer to street blocks as simply "blocks." They should not be confused with (square) census blocks.
[2] More specifically, HLM considers: size of the Level II groups (i.e., number of Level 1 units in each Level II unit), distance of each Level II observed mean from the estimated true grand mean, and how much respondents in each Level II unit agree with each other on the attribute in question. As a reviewer has pointed out, other factors beyond these might contribute to varying data quality across Level II units. But the more important point here is that many factors contributing to varying data quality, such as misinterpretations of questions by some respondents or varying interviewer effects, will contribute to one of the above three factors that are considered in precision weighting. Thus, many but certainly not all features reflecting varying data quality are taken into account by HLM with these procedures.
[3] Given a
limitation of 412 survey respondents, the decision process for deriving the
optimum number of blocks and neighborhoods to include in the sample was based
on a difficult balance between statistical power at the aggregate level and an
adequate sampling ratio of individuals per block. Several different approaches to drawing the neighborhood, block,
and household sampling frame were considered, based on three criteria related
to variability and inferential validity:
Does the sampling procedure allow for capturing sufficient
individual-level variability on the measures of interest (crime, fear,
disorder, etc.)? Are there sufficient
cases per social area unit to allow us to describe and draw conclusions about
blocks or neighborhoods (i.e., does it provide for meaningful contextual
variables)? Does the procedure capture
sufficient variability at the aggregate (block/neighborhood) level?
After weighing the various tradeoffs of
(a) random selection throughout neighborhoods (i.e., ignoring blocks), (b)
choosing more or fewer households per block, (c) more or fewer total
neighborhoods in the sample, (d) stratifying the sample, we believe the plan
chosen represents the best compromise.
Regarding statistical power, an n of 50 blocks results in power values
of .57 at alpha=.05 and .69 at alpha=.1 for 2-tailed, block-level analyses of a
moderate effect size (r=.3).
[4]The instrument also includes many items not used in the present analyses. For example, "territorial markers" (e.g., garden, yard decoration, other "personalizations," crime prevention signs) convey control over an area and a separation between one's self, family, or community and "outsiders," and are related to residents' perceptions of safety (Taylor, Gottfredson & Brower, 1984), to their perception of less community disorder and crime problems (Perkins, et al., 1992), and to more or less police reports of crime, depending upon the type of marker (Perkins, et al., 1993). "Defensible space" describes features of the built environment, such as building size, street layout, width and lighting, sight lines for passive surveillance, and barriers to entry, that have been associated with modest, but real, reductions in crime (Perkins et al., 1993) and fear (Newman & Franck, 1982; Taylor, Gottfredson & Brower, 1984). Other studies have found defensible space features to have a limited influence on the residential social climate and thus fear levels (Merry, 1981) or to have some positive and some negative effects on perceived crime and disorder (Perkins et al., 1992). Nonresidential land use (e.g., corner stores, schools, etc.) has been found to encourage reported crime (Perkins et al., 1993) and observed incivilities (Taylor, Koons, Kurtz, Greene & Perkins, in press). Instructions and the latest version of the BEI may be obtained from the first author.
[5] Given the strong Level II correlations between racial composition and disorder indicators, we ran each analysis twice, once with race included, and once with it excluded. Results were closely comparable, yielding no substantive differences. We show the results here with race included.
[6] Unlike OLS, HLM does not allow one to determine if the addition of specific predictors results in improved fit. This can only be done when the fixed predictors are held constant, and a random effect is added, and you compare two deviance statistics. With different models and different predictors, as is the case here, we only can gauge if the remaining, unexplained variation at Level II is significant.
[7] It should be acknowledged that although we include graffiti as a form of physical disorder, it is also a crime. Indeed, respondents whose homes have been "tagged" with graffiti may be especially, and understandably, fearful of gang violence.